小天鹅Ｂ2006年度中期报告摘要（英文版）(5)

小天鹅Ｂ2006年度中期报告摘要（英文版）

(consideration in advance would be repay by the relevant nontradable shareholders) before the Board of Directors of the Company put the listing and trading appliance of the said shares to Shenzhen Stock Exchange.

Note 3: No listing and selling in Shenzhen Stock Exchange may be taken within 12 months as of the date when the original nontradable A shares of the Company held by this company obtain the trading right.

3.2 Particulars about shares held by the top ten shareholders and the top ten shareholders not subject to moratorium

Unit: share

Total shareholders at the end of report period 55,230 shareholders (38977 shareholders of A-share and 16253 shareholders of B-share)

Particulars about shares held by the top ten shareholders

Name of Shareholder

Nature of

shareholders

Proportion (%)

Total number of

shares held (share)

Number of holding

shares subject to

moratorium

Number of

shares pledged

or frozen

Jiangsu Little Swan Group

Co., Ltd.

Other 23.21%84,745,96384,745,96384,428,864 Greater China Development

Co., Ltd.

Foreign shareholder 7.13%26,014,349

Wuxi Industrial Development

Fund

Other 4.52%16,496,64016,496,640

Wuxi City and Town

Industrial United Committee

Other 2.19%7,993,7287,993,728

South Securities Co., Ltd. Other 2.07%7,570,9007,570,9001,094,900 Xi’an Wanguo Real Estate

Development Co., Ltd.

Other 1.31%4,800,0004,800,000

CHEN SHAO MING Foreign shareholder 0.73%2,680,000

DBS VICKERS (HONG

KONG) LTD

Foreign shareholder 0.59%2,161,524

Shenyang Lianya Industrial

Development Co., Ltd.

Other 0.59%2,160,0002,160,000

Beijing Liancheng Investment

Consulting Co., Ltd.

Other 0.46%1,664,7001,664,700

Particulars about shares held by the top ten shareholders not subject to moratorium

Name of shareholders Number of holding shares not subject

to moratorium

Type

Greater China Development Co., Ltd. 26,014,349 Domestically listed foreign shares CHEN SHAO MING 2,680,000 Domestically listed foreign shares DBS VICKERS (HONG KONG) LTD 2,161,524 Domestically listed foreign shares HSBC BROKING SECURITIES (ASIA)

LIMITED-CLIENTS A/C

908,408 Domestically listed foreign shares CREDIT SUISSE, HONG KONG 747,704 Domestically listed foreign shares DAI YI MIN 666,311 RMB ordinary share

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